[US_Patent_and_Trademark_Office]

PTO FORMS

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To access the PDF form, click on the underscored link in the Form Number column. Some documents may be available in other formats as well. Where available, links to the forms in those formats are provided in the Title column.

Please note that these are the current PTO forms. Expiration dates on the forms are a requirement of the OMB approval process, and do not indicate a date beyond which the forms are invalid.

These forms are also available individually or in a single zip-compressed file from the PTO ftp server at ftp://ftp.uspto.gov/pub/forms/.

Patent Application Bibliographic Data Entry Format

Patent Related Forms Trademark Related Forms
Patent Cooperation Treaty Related Forms Patent and Trademark Copy Sales Forms 
Patent Cooperation Treaty (PCT) Forms

Form Number
[PDF]
Last Updated Title
  Patent Related Forms
PTO/SB/01 1997/12 Declaration for Utility or Design Patent Application [2 pages]
PTO/SB/02 1997/03 Declaration (Additional Inventors) [3 pages]
PTO/SB/03 1997/12 Plant Patent Application (35 USC '161) Declaration [2 pages]
PTO/SB/04 1997/12 Supplemental Declaration for Utility or Design Patent Application [2 pages]
PTO/SB/05 1998/04 New Utility Patent Application Transmittal
PTO/SB/06 1996/08 Patent Application Fee Determination Record
PTO/SB/07 1996/08 Multiple Dependent Claim Fee Calculation Sheet
PTO/SB/08 1996/10 Information Disclosure Statement by Applicant [2 pages]
PTO/SB/09 1997/12 Verified Statement Claiming Small Entity Status (37 CFR 1.9(f) & 1.27(b))--Independent Inventor
PTO/SB/10 1999/01 Verified Statement Claiming Small Entity Status (37 CFR 1.9(f) & 1.27(c))--Small Business Concern
PTO/SB/11 1997/12 Verified Statement Claiming Small Entity Status (37 CFR 1.9(f) & 1.27(d))--Nonprofit Organization
PTO/SB/12 1997/12 Verified Statement by a Non-Inventor Supporting a Claim by Another for Small Entity Status
PTO/SB/13   Deleted as of 12/97
PTO/SB/14   Deleted as of 12/97
PTO/SB/15 1996/08 Assignment of Application
PTO/SB/16 1998/02 Provisional Application for Patent Cover Sheet
PTO/SB/17 1999/06 Fee Transmittal
PTO/SB/18 1998/04 New Design Patent Application Transmittal
PTO/SB/19 1998/04 New Plant Patent Application Transmittal
PTO/SB/20 1996/08 Plant Color Coding Sheet
PTO/SB/21 1998/06 Transmittal Form
PTO/SB/22 1997/12 Petition for Extension of Time under 37 CFR 1.136(a)
PTO/SB/23 1997/12 Petition for Extension of Time under 37 CFR 1.136(b)
PTO/SB/24 1998/12 Express Abandonment Under 37 CFR 1.138
PTO/SB/25 1996/10 Terminal Disclaimer to Obviate a Provisional Double Patenting Rejection over a Pending Second Application
PTO/SB/26 1996/10 Terminal Disclaimer to Obviate a Double Patenting Rejection over a Prior Patent
PTO/SB/29 1998/08 Continued Prosecution Application (CPA) Request Transmittal [2 pages]
PTO/SB/29a 1998/08 Receipt for Facsimile Transmitted Continued Prosecution Application (CPA)
PTO/SB/31 1997/12 Notice of Appeal from the Examiner to the Board of Patent Appeals and Interferences
PTO/SB/32   Deleted as of 12/97
PTO/SB/41 1996/08 Assignment of Patent
PTO/SB/42 1996/10 37 CFR 1.501 Information Disclosure Citation in a Patent
PTO/SB/43 1996/10 Disclaimer in Patent
PTO/SB/44 1996/10 Certificate of Correction
PTO/SB/45 1997/03 Maintenance Fee Transmittal Form
PTO/SB/46   Deleted as of 12/97
PTO/SB/47 1998/01 "Fee Address" Indication Form
PTO/SB/50 1998/04 Reissue Transmittal
PTO/SB/51 1997/12 Reissue Application Declaration by the Inventor [2 pages]
PTO/SB/52 1999/08 Reissue Application Declaration by the Assignee [2 pages]
PTO/SB/53 1997/12 Reissue Application by the Inventor, Offer to Surrender Patent
PTO/SB/54 1997/12 Reissue Application by the Assignee, Offer to Surrender Patent
PTO/SB/55 1997/12 Declaration as to Loss of Letters Patent
PTO/SB/56 1997/12 Reissue Application Fee Determination Record
PTO/SB/57 1997/10 Request for Reexamination Transmittal Form
PTO/SB/61 1999/07 Petition for Revival of an Application for Patent Abandoned Unavoidably under 37 CFR 1.137(a), 37 CFR 1.155(b), or 37 CFR 1.316(b) [3 pages]
PTO/SB/62 1997/12 Terminal Disclaimer to Accompany Petition (Period Specified)
PTO/SB/63 1997/12 Terminal Disclaimer to Accompany Petition (Period of Disclaimer to be Completed by Petitions Examiner)
PTO/SB/64 1999/07 Petition for Revival of an Application for Patent Abandoned Unintentionally Under 37 CFR 1.137(b), 37 CFR 1.55(c), or 37 CFR 1.316(c) [2 pages]
PTO/SB/65 1996/10 Petition to Accept Unavoidably Delayed Payment of Maintenance Fee in an Expired Patent (37 CFR 1.378(b)) [4 pages]
PTO/SB/66 1996/10 Petition to Accept Unintentionally Delayed Payment of Maintenance Fee in an Expired Patent (37 CFR 1.378(c)) [3 pages]
PTO/SB/67 1996/10 Power to Inspect/Copy
PTO/SB/68 1996/11 Request for Access of Abandoned Application Under 37 CFR 1.14(a)
PTO/SB/69 1997/12 Petition Routing Slip
PTO/SB/81 1996/11 Power of Attorney or Authorization of Agent, Not Accompanying Application
PTO/SB/82 1996/11 Revocation/Appointment of Power of Attorney or Authorization of Agent
PTO/SB/83 1996/11 Request for Withdrawal as Attorney
PTO/SB/84 1996/08 Instruction Authorization
PTO/SB/91 1996/10 Deposit Account Order Form
PTO/SB/92 1997/12 Certification of Mailing under 37 CFR 1.8
PTO/SB/93   Deleted as of 12/97
PTO/SB/94 1998/03 Request for Statutory Invention Registration [2 pages]
PTO/SB/95 1999/06 Disclosure Document Deposit Request
PTO/SB/96 1998/06 Certificate Under 37 CFR 3.73(b)
PTO/SB/97 1997/12 Certificate of Transmission under 37 CFR 1.8
PTO/SB/101   Declaration and Power of Attorney for Patent Application (Chinese Language Declaration) [3 pages] Not yet available!
PTO/SB/102 1995/06 (Dutch Language Declaration) [5 pages]
PTO/SB/103 1996/08 (German Language Declaration) [3 pages]
PTO/SB/104 1996/08 (Italian Language Declaration) [3 pages]
PTO/SB/105 1996/08 (French Language Declaration) [3 pages]
PTO/SB/106 1996/08 (Japanese Language Declaration) [3 pages]
PTO/SB/107   (Russian Language Declaration) [3 pages] Not yet available!
PTO/SB/108 1996/08 (Swedish Language Declaration) [3 pages]
PTO/SB/109 1996/08 (Spanish Language Declaration) [3 pages]
PTO/SB/110   (Korean Language Declaration) [3 pages] Not yet available!
PTO/SB/121 1996/11 Correspondence Address Indication Form
PTO/SB/122 1996/11 Change of Correspondence Address, Application
PTO/SB/123 1996/08 Change of Correspondence Address, Patent
PTO/SB/124 1996/08 Request for Customer Number Data Change
PTO/SB/125 1996/08 Request for Customer Number
PTO/SB/158 1999/09 New 1999 Application for Registration to Practice Before the USPTO
PTO/SB/275 1996/06 Undertaking under 37 CFR 10.10(b)
PTO/SB/1209 1991/08 Oath or Affirmation
PTO-1619 (8-96) 1996/08 Recordation Form Cover Sheet and Instructions
Patent Cooperation Treaty Related Forms  
PTO/SB/13pct 1997/12 Request for Filing a Continuation or Division of an International Application [2 pages]
PTO/SB/61pct 1999/07 Petition for Revival of an International Application for Patent Designating the U.S. Abandoned Unavoidably under 37 CFR 1.137(a) [3 pages]
PTO/SB/64pct 1999/07 Petition for Revival of an International Application for Patent Designating the U.S. Abandoned Unintentionally under 37 CFR 1.137(b) [2 pages]
Trademark Related Forms ACCESS TRADEMARK ELECTRONIC FILING SITE
The Below Forms are best viewed with the Latest Version of Adobe's free Acrobat reader.
PTO/TM/1478 1996/06 Trademark/Servicemark Application, Principal Register
PTO/TM/1478 1999/05 Trademark/Servicemark Application, Principal Register (for use on or after October 30, 1999)
PTO/TM/1553 1996/06 Allegation of Use for Intent-to-Use Application
PTO/TM/1553 1999/05 Allegation of Use for Intent-to-Use Application (for use on or after October 30, 1999)
PTO/TM/1579 1996/06 Amendment to Allege Use under 37 CFR 2.76
PTO/TM/1580 1996/06 Statement of Use under 37 CFR 2.88
PTO/TM/1581 1996/06 Request for Extension of Time to File a Statement of Use
PTO/TM/1581 1999/05 Request for Extension of Time to File a Statement of Use (for use on or after October 30, 1999)
PTO/TM/1583 1993/01 Declaration of Use of a Mark under Section 8
PTO/TM/1583 1999/05 Declaration of Use of a Mark under Section 8 (for use on or after October 30, 1999)
PTO/TM/4.13a 1993/01 Application for Renewal of Registration of a Mark under Section 9
PTO/TM/4.13a 1999/05 Application for Renewal of Registration under Section 9 (for use on or after October 30, 1999): Use Form 1963, below [Combined declaration of use in commerce/application for renewal of registration under Sections 8 & 9 (for use on or after October 30, 1999)]
PTO/TM/4.16 1993/01 Declaration of Incontestability of a Mark under Section 15
PTO/TM/4.16 1999/05 Declaration of Incontestability of a Mark under Section 15 (for use on or after October 30, 1999)
PTO Form 1963 1999/05 Combined declaration of use in commerce/application for renewal of registration of mark under Sections 8 & 9 (for use on or after October 30, 1999)
PTO Form 1583 1999/05 Combined declaration of use & incontestibility under Sections 8 & 15 (for use on or after October 30, 1999)
PTO/TM/4.8 1996/06 Collective Membership Mark Application, Principal Register
PTO/TM/4.9 1996/06 Certification Mark Application, Principal Register
PTO/TM/1478(a) 1996/06 Collective Trademark/Service Mark Application, Principal Register
PTO/TM/4-17a 1996/06 Opposition to the Registration of a Mark
PTO/TM/1618 1996/06 Recordation Form Cover Sheet